Lau, Cho Fung 劉祖鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-30 | 2018-02-05 |
| 2 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-04-03 | 2021-12-03 | RO | Asset management | 2021-12-03 |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2018-04-03 | Rep | Dealing in securities | 2018-04-03 | Rep | Dealing in futures contracts | 2020-01-08 |
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