Lau, Kwok Wai (SFC:AQJ443) 劉國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2021-03-25 | Rep | Dealing in securities | 2021-03-25 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-01-25 | 2010-09-01 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-01-25 | 2010-09-01 |
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