Koch, Bradley Stuart
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2009-03-04 | 2009-04-01 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-12 | 2009-04-01 |
| 3 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-11-02 | 2009-04-01 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2023-06-16 | 2023-06-21 | Rep | Dealing in securities | 2024-04-05 | 2024-04-10 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2023-06-16 | 2023-06-21 | Rep | Dealing in securities | 2023-06-16 | 2023-06-21 | Rep | Dealing in futures contracts | 2024-04-05 | 2024-04-10 | Rep | Dealing in securities | 2024-04-05 | 2024-04-10 |
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