Bouckley, David John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-10-08 | 2009-01-13 | Rep | Advising on securities | 2009-01-12 | 2009-04-01 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2012-08-31 | 2013-06-01 | Rep | Dealing in securities | 2012-08-31 | 2013-06-01 |
| 3 | Swiss-Asia Asset Management (HK) Limited | Rep | Advising on securities | 2013-10-08 | 2015-12-31 | Rep | Asset management | 2013-11-26 | 2015-12-31 |
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