Shum, Hok Cheung 岑學璋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-03-20 | 2009-10-10 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-03-20 | 2009-10-10 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-09-03 | 2008-02-18 | Rep | Dealing in securities | 2009-10-19 | 2009-12-01 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-09-03 | 2008-02-18 | Rep | Dealing in futures contracts | 2009-10-19 | 2009-12-01 |
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