Tse, Siu Jan 謝兆尊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2021-07-30 | 2023-08-31 | Rep | Dealing in securities | 2021-09-09 | 2023-08-31 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-10-27 | 2021-06-11 |
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