Lavis, Adam Geoffrey
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-08-02 | 2011-08-10 | Rep | Dealing in securities | 2010-08-02 | 2011-08-10 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-09-26 | 2014-08-29 | Rep | Dealing in futures contracts | 2013-05-31 | 2014-08-29 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-09-26 | 2013-08-31 | Rep | Dealing in securities | 2011-09-26 | 2013-08-31 |
| 4 | Double Haven Capital (Hong Kong) Limited | Rep | Asset management | 2008-07-01 | 2009-04-22 | RO | Asset management | 2009-04-22 | 2010-04-30 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-03-12 | 2008-03-19 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-03-12 | 2008-03-19 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-12 | 2008-03-19 |
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