Shea, Agnes Wan Suen 佘韻璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Dealing in securities | 2009-03-20 | 2009-05-01 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-10-17 | 2008-11-21 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-11-13 | 2008-11-21 |
| 4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-08-25 | 2007-10-09 |
| 5 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2018-10-18 | 2019-07-26 | Rep | Dealing in securities | 2018-10-18 | 2019-07-26 | RO | Advising on securities | 2019-07-26 | 2020-08-05 | RO | Dealing in securities | 2019-07-26 | 2020-08-05 |
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