Liu, Bei (SFC:ANN276) 劉北
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Admiralty Harbour Capital Limited | Rep | Advising on securities | 2018-05-02 | 2019-02-25 | Rep | Dealing in securities | 2018-05-02 | 2019-02-25 | Rep | Asset management | 2018-05-02 | 2019-04-26 | RO | Advising on securities | 2019-02-25 | RO | Dealing in securities | 2019-02-25 | RO | Asset management | 2019-07-05 | RO | Advising on corporate finance | 2020-02-06 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-06-22 | 2007-02-16 | Rep | Advising on securities | 2006-06-22 | 2007-02-16 | Rep | Dealing in securities | 2006-06-22 | 2007-02-16 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-03-30 | 2009-07-24 | Rep | Advising on securities | 2007-03-30 | 2009-07-24 | Rep | Dealing in securities | 2007-03-30 | 2009-07-24 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-03-30 | 2009-07-24 | Rep | Advising on securities | 2007-03-30 | 2009-07-24 | Rep | Dealing in securities | 2007-03-30 | 2009-07-24 |
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