Ha, Ka Yan 夏嘉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Asset management | 2008-01-09 | 2010-05-25 | Rep | Advising on securities | 2008-01-09 | 2011-06-17 | Rep | Dealing in securities | 2008-01-09 | 2011-06-17 |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2014-04-23 | 2014-07-01 | Rep | Asset management | 2014-04-23 | 2014-07-01 | Rep | Dealing in securities | 2014-04-23 | 2014-07-01 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-06-30 | 2007-12-14 | Rep | Asset management | 2006-06-30 | 2007-12-14 | Rep | Dealing in securities | 2006-06-30 | 2007-12-14 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-30 | 2007-12-14 |
| 5 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2013-11-21 | 2014-01-03 | Rep | Dealing in securities | 2013-11-21 | 2014-01-03 |
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