Hsu, Yi Ying 徐怡盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-08-30 | 2011-09-05 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-10 | 2007-04-23 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-02-28 | 2007-04-23 | Rep | Dealing in futures contracts | 2007-02-28 | 2007-04-23 |
| 4 | iTTa Capital Limited | Rep | Advising on securities | 2006-05-02 | 2007-01-05 |
| 5 | TCW ASIA LIMITED | RO | Dealing in securities | 2012-10-25 | 2015-08-19 |
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