Chan, Wai Suen (SFC:AMH481) 陳偉煊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2014-09-26 | 2014-12-31 | Rep | Asset management | 2014-09-26 | 2014-12-31 | Rep | Dealing in securities | 2014-09-26 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2014-09-26 | 2015-03-16 | Rep | Asset management | 2014-09-26 | 2015-03-16 | Rep | Dealing in securities | 2014-09-26 | 2015-03-16 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-29 | 2005-10-20 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-08-29 | 2005-10-20 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-08-29 | 2005-10-20 |
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