Chan, Douglas Tak Kee 陳德基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-08-17 | 2008-11-21 | Rep | Dealing in securities | 2007-08-17 | 2008-11-21 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-17 | 2008-11-21 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2009-04-28 | 2011-06-27 | Rep | Dealing in securities | 2009-04-28 | 2011-06-27 | Rep | Advising on securities | 2009-05-22 | 2011-06-27 |
| 4 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-06-01 | 2007-07-28 | Rep | Advising on securities | 2005-06-01 | 2007-07-28 | Rep | Dealing in securities | 2005-06-01 | 2007-07-28 |
| 5 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2015-07-17 | 2019-04-01 | Rep | Advising on securities | 2015-07-17 | 2019-04-01 | Rep | Dealing in securities | 2015-07-17 | 2019-04-01 |
| 6 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2013-12-31 | Rep | Advising on securities | 2012-01-13 | 2013-12-31 | Rep | Dealing in securities | 2012-01-13 | 2013-12-31 |
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