Sou, Chon Hei 蘇峻晞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-10-20 | Rep | Advising on securities | 2022-01-27 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-10-20 | |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-02-26 | 2010-04-30 | Rep | Automated trading services | 2008-11-11 | 2010-04-30 | Rep | Dealing in futures contracts | 2008-11-11 | 2010-04-30 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2005-08-26 | 2008-11-24 | Rep | Dealing in futures contracts | 2005-08-26 | 2008-11-24 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-19 | 2021-03-12 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-08-19 | 2021-03-12 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-10-10 | 2015-08-14 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-10-10 | 2015-08-14 |
| 9 | MCM Asia Limited | Rep | Dealing in futures contracts | 2013-10-07 | 2014-09-26 | Rep | Dealing in securities | 2013-10-07 | 2014-09-26 |
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