Wong, Suet Yi (SFC:ALH739) 王雪怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-09-23 | 2006-08-29 | Rep | Dealing in futures contracts | 2013-03-28 | 2013-10-30 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-16 | 2014-09-29 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-09-23 | 2006-08-29 | Rep | Dealing in securities | 2013-03-28 | 2013-10-30 |
| 4 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2016-03-23 | 2022-07-22 | Rep | Dealing in securities | 2016-03-23 | 2022-07-22 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-10-10 | 2015-12-25 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-03 | 2015-12-25 |
| 7 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2022-11-10 | 2023-10-31 |
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