Hu, Shaowei (SFC:ALD661) 胡少威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-05-26 | 2008-11-20 | Rep | Dealing in securities | 2006-05-26 | 2008-11-20 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-26 | 2008-11-20 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-03-13 | 2011-05-24 | Rep | Dealing in securities | 2009-03-13 | 2011-05-24 | Rep | Advising on securities | 2009-03-20 | 2011-05-24 |
| 4 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-10-21 | 2014-04-16 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-09-30 | 2006-03-18 | Rep | Dealing in securities | 2004-09-30 | 2006-03-18 |
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