Hoepffner, Edouard Yves Maurice Pierre
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-04-12 | 2011-09-03 | Rep | Dealing in securities | 2010-04-12 | 2011-09-03 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-05-24 | 2011-09-03 | Rep | Dealing in securities | 2011-05-24 | 2011-09-03 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-02-24 | 2006-02-28 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-03-31 | 2010-02-09 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-02-16 | 2010-02-09 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-16 | 2010-02-09 |
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