Duong, Dat T
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asia Frontier Investments Limited | RO | Advising on securities | 2009-10-07 | 2010-05-31 | RO | Asset management | 2009-10-07 | 2010-05-31 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-10-14 | 2008-01-17 | Rep | Advising on securities | 2003-10-14 | 2008-01-17 | Rep | Dealing in securities | 2003-10-14 | 2008-10-22 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-10-14 | 2008-01-17 | Rep | Advising on securities | 2005-04-22 | 2008-01-17 | Rep | Dealing in securities | 2005-04-22 | 2008-01-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy