Chuang, Shang-Yan 莊尚源

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2003-09-29 2004-07-10
Rep Advising on securities 2003-09-29 2004-07-10
Rep Dealing in securities 2003-09-29 2004-07-10
Rep Advising on corporate finance 2004-11-08 2011-02-28
Rep Advising on securities 2004-11-08 2011-02-28
Rep Dealing in securities 2004-11-08 2011-02-28
2 Merrill Lynch Far East Limited Rep Advising on corporate finance 2003-09-29 2004-07-10
Rep Advising on corporate finance 2004-11-08 2011-02-28
Rep Advising on securities 2005-04-22 2011-02-28
Rep Dealing in securities 2005-04-22 2011-02-28
3 NOAH HOLDINGS (HONG KONG) LIMITED RO Advising on securities 2012-01-04 2015-12-31
RO Asset management 2012-01-04 2015-12-31
RO Dealing in securities 2012-01-04 2015-12-31

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