Zhu, Lei (SFC:AIU660) 朱雷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-10-24 | 2009-06-01 | Rep | Advising on securities | 2008-10-24 | 2009-06-01 | Rep | Dealing in securities | 2008-10-24 | 2009-06-01 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-21 | 2003-07-03 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-01-01 |
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