Lee, Francis (SFC:AIM240) 李紀綱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | RO | Leveraged foreign exchange trading | 2015-09-15 | 2022-11-08 | RO | Dealing in futures contracts | 2016-05-25 | 2022-11-08 | RO | Dealing in securities | 2016-05-25 | 2022-11-08 | RO | Advising on securities | 2017-08-25 | 2020-11-05 |
| 2 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2006-07-14 | RO | Leveraged foreign exchange trading | 2006-07-14 | 2009-03-20 | Rep | Leveraged foreign exchange trading | 2009-03-20 | 2009-08-04 |
| 3 | Saxo Capital Markets HK Limited | RO | Dealing in securities | 2011-01-19 | 2014-08-08 | RO | Leveraged foreign exchange trading | 2011-01-19 | 2014-08-08 | RO | Dealing in futures contracts | 2012-05-17 | 2014-08-08 |
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