Ding, Sophie Mingshu 丁明淑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-05-05 | 2003-07-09 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-07-14 | 2006-12-01 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-03-19 | 2009-03-01 | Rep | Dealing in securities | 2008-03-19 | 2009-03-01 |
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