Lau, Lik Alaric 劉力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB WING LUNG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-08-30 | 2017-03-21 | RO | Asset management | 2017-03-21 | 2021-09-21 | RO | Advising on securities | 2018-07-19 | 2021-09-21 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-12 | Rep | Advising on securities | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Automated trading services | 2003-08-12 | Rep | Dealing in securities | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2009-08-19 |
| 4 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2012-05-17 | 2012-11-01 |
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