Kuo, Yen Ting (SFC:AHK087) 郭彥廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aspenwood Capital Limited | Rep | Advising on securities | 2021-09-06 | Rep | Asset management | 2021-09-06 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-04-30 | 2011-01-12 | Rep | Dealing in securities | 2010-04-30 | 2011-01-12 |
| 3 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on corporate finance | 2003-05-30 | Rep | Advising on securities | 2003-05-30 | Rep | Asset management | 2003-05-30 | Rep | Automated trading services | 2003-05-30 | Rep | Dealing in securities | 2003-05-30 |
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