Chau, Christopher K 周啟峯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2005-06-24 | 2007-03-23 | Rep | Dealing in securities | 2005-06-24 | 2007-03-23 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-05-07 | 2011-07-04 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-08 | Rep | Advising on futures contracts | 2004-11-08 | Rep | Advising on securities | 2004-11-08 | Rep | Asset management | 2004-11-08 | Rep | Dealing in futures contracts | 2004-11-08 | Rep | Dealing in securities | 2004-11-08 |
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