Chau, Claude King Hong 巢景康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-06-30 | 2005-07-22 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-09-01 | 2005-09-21 |
| 3 | Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2009-07-14 | 2010-04-30 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2005-12-05 | 2006-06-30 |
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