Au, Paul Chun Kit 區俊傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2017-03-23 | 2017-04-25 | Rep | Asset management | 2017-03-23 | 2017-04-25 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-12-03 | Rep | Asset management | 2003-12-03 | Rep | Advising on corporate finance | 2010-04-16 | Rep | Dealing in securities | 2004-01-19 | 2010-04-16 |
| 3 | CMB International Asset Management Limited | Rep | Asset management | 2018-03-06 | 2022-09-29 |
| 4 | CMB International Capital Limited | Rep | Advising on corporate finance | 2017-05-24 | 2018-03-06 | Rep | Dealing in securities | 2017-05-24 | 2018-03-06 | RO | Advising on corporate finance | 2018-03-06 | 2022-09-29 | RO | Dealing in securities | 2018-03-06 | 2022-09-29 |
| 5 | CMB International Global Markets Limited | RO | Dealing in securities | 2021-10-05 | 2022-09-29 |
| 6 | CMB International Securities Limited | Rep | Advising on securities | 2017-05-24 | 2018-03-06 | Rep | Dealing in securities | 2017-05-24 | 2018-03-06 | RO | Advising on securities | 2018-03-06 | 2022-09-29 | RO | Dealing in securities | 2018-03-06 | 2022-09-29 |
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