Lu, Edmund Lingjian 盧淩堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Asset Management (HK) Limited | Rep | Advising on securities | 2005-04-22 | 2009-12-07 | Rep | Advising on futures contracts | 2005-06-29 | 2009-12-07 | Rep | Asset management | 2005-06-29 | 2009-12-07 | Rep | Dealing in securities | 2005-06-29 | 2009-12-07 | RO | Advising on futures contracts | 2009-12-07 | 2010-06-07 | RO | Advising on securities | 2009-12-07 | 2010-06-23 | RO | Asset management | 2009-12-07 | 2010-06-23 | RO | Dealing in securities | 2009-12-07 | 2010-06-23 | Rep | Advising on futures contracts | 2010-06-07 | 2010-06-07 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Advising on securities | 2005-03-29 |
| 3 | Zinvest Capital Management Limited | Rep | Asset management | 2017-12-01 | 2018-04-04 | RO | Asset management | 2018-04-04 | 2019-03-31 |
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