Au, Andrew (SFC:AGA691) 歐子健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-04-16 | 2021-09-17 |
| 2 | Schroder & Co. (Hong Kong) Limited | Rep | Asset management | 2014-11-28 | 2020-04-14 | Rep | Advising on securities | 2017-01-23 | 2020-04-14 | Rep | Dealing in securities | 2017-01-23 | 2020-04-14 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-05-29 | Rep | Advising on securities | 2003-05-29 | Rep | Asset management | 2003-05-29 | Rep | Dealing in securities | 2003-05-29 | Rep | Advising on securities | 2005-01-20 | 2010-03-22 | Rep | Dealing in securities | 2005-01-20 | 2010-03-22 |
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