Wong, Yuen Ching (SFC:AFU718) 黃元正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-03-31 | 2006-06-02 | Rep | Advising on securities | 2004-03-31 | 2006-06-02 | Rep | Dealing in securities | 2005-04-14 | 2006-06-02 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2015-10-20 | 2022-12-05 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2015-07-10 |
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