Yiu, Ho Ching 姚浩清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-03-23 | 2006-06-06 | Rep | Dealing in securities | 2004-03-23 | 2006-06-06 |
| 2 | ICBC (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-05 | 2019-07-24 |
| 3 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2006-06-16 | 2007-06-28 |
| 4 | Mason Securities Limited | Rep | Dealing in securities | 2006-06-16 | 2007-06-28 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-08-01 | 2004-03-16 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-08-01 | 2004-03-16 | Rep | Advising on securities | 2003-11-05 | 2004-03-16 |
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