Ho, Siu Man (SFC:AFQ330) 何小敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-01-03 | 2018-06-21 | RO | Dealing in futures contracts | 2018-06-21 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-10-14 | 2018-06-21 | RO | Dealing in securities | 2018-06-21 |
| 3 | CORPORATE BROKERS LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2011-08-08 |
| 4 | CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-09-13 | 2011-08-08 |
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