Lee, Ho Yin (SFC:AFP786) 李浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2005-09-15 | 2009-06-06 |
| 2 | QMIS Asset Management Limited | Rep | Advising on securities | 2009-09-09 | 2009-11-30 | RO | Advising on securities | 2009-11-30 | 2012-04-03 | RO | Asset management | 2009-11-30 | 2012-04-03 |
| 3 | UKFP (Asia) HK Limited | Rep | Advising on securities | 2004-01-28 | 2004-08-16 | Rep | Asset management | 2004-01-28 | 2004-08-16 | Rep | Dealing in securities | 2004-01-28 | 2004-08-16 |
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