Wu, Alan (SFC:AFH037) 伍德倫

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BFAM Partners (Hong Kong) Limited Rep Asset management 2019-07-31
2 CHI CAPITAL SECURITIES LIMITED RO Advising on securities 2005-11-25 2006-03-15
RO Asset management 2005-11-25 2006-03-15
RO Dealing in securities 2005-11-25 2006-03-15
3 Ge Shang Investment (Hong Kong) Limited Rep Advising on securities 2008-09-12 2010-05-20
Rep Asset management 2008-09-12 2010-05-20
4 KBC FINANCIAL PRODUCTS HONG KONG LIMITED Rep Dealing in securities 2006-09-07 2008-05-14
5 NAN FUNG INVESTMENT ADVISER LIMITED RO Asset management 2011-10-19 2015-05-20
6 NF Trinity Capital (Hong Kong) Limited Rep Advising on securities 2015-06-03 2019-05-01
Rep Asset management 2015-06-03 2019-05-01

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