Ng, Chi Hin (SFC:AFD459) 吳志軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-17 | 2004-05-10 | Rep | Advising on securities | 2004-02-17 | 2004-05-10 | Rep | Dealing in securities | 2004-02-17 | 2004-05-10 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2003-08-05 | 2004-02-04 | Rep | Dealing in securities | 2003-08-05 | 2004-02-04 |
| 3 | King Wai Asset Management Company Limited | RO | Advising on securities | 2011-09-05 | 2017-10-10 | RO | Asset management | 2011-09-05 | 2017-10-10 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-07-30 | Rep | Advising on securities | 2003-07-30 | Rep | Automated trading services | 2003-07-30 | Rep | Dealing in securities | 2003-07-30 | Rep | Advising on corporate finance | 2004-06-01 | 2006-05-02 | Rep | Dealing in securities | 2004-06-01 | 2008-07-14 | Rep | Automated trading services | 2006-05-02 | 2008-07-14 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-05-02 | 2008-07-14 | Rep | Dealing in futures contracts | 2006-05-02 | 2008-07-14 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-10-26 | 2008-07-14 |
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