Wu, Tuan Wen 吳傳文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FUBON SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2012-05-18 | 2015-10-18 | RO | Dealing in securities | 2012-05-18 | 2015-10-18 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2003-11-14 | 2005-03-09 | RO | Dealing in securities | 2005-03-09 | 2010-04-01 | RO | Advising on securities | 2008-06-23 | 2010-04-01 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-11-14 | 2005-03-09 | RO | Dealing in futures contracts | 2005-03-09 | 2010-04-01 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-09-16 | Rep | Advising on securities | 2003-09-16 | Rep | Automated trading services | 2003-09-16 | Rep | Dealing in securities | 2003-09-16 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2003-09-16 | Rep | Dealing in futures contracts | 2003-09-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy