Wong, Lai San 王麗珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-10-07 | Rep | Advising on securities | 2004-11-08 | Rep | Asset management | 2004-11-08 | RO | Asset management | 2004-11-08 | 2008-07-09 | RO | Advising on securities | 2004-11-08 | 2011-03-31 | RO | Dealing in securities | 2004-11-08 | 2011-03-31 | Rep | Dealing in securities | 2013-02-14 | Rep | Leveraged foreign exchange trading | 2016-02-11 |
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