Ng, Chung Ming (SFC:ADZ927) 吳仲明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-08 | 2007-11-30 | Rep | Leveraged foreign exchange trading | 2004-12-08 | 2007-11-30 | Rep | Advising on securities | 2005-09-29 | 2007-11-30 | RO | Advising on securities | 2007-11-30 | 2010-09-14 | RO | Dealing in securities | 2007-11-30 | 2010-09-14 | RO | Leveraged foreign exchange trading | 2007-11-30 | 2010-09-14 |
| 2 | SoFi Securities (Hong Kong) Limited | RO | Dealing in securities | 2011-12-22 | 2022-11-30 | RO | Advising on securities | 2015-12-01 | 2022-11-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy