Ng, Walter Ying Kit 伍英傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2007-09-04 | 2009-01-01 | Rep | Dealing in securities | 2011-02-15 | 2011-08-18 |
| 2 | Beevest Securities Limited | Rep | Dealing in securities | 2015-02-11 | 2015-04-21 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-07-19 | 2006-08-01 |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2022-08-04 | |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-09-02 | 2012-09-15 |
| 6 | EAA SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-24 | 2005-03-03 |
| 7 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-23 | Rep | Advising on securities | 2004-02-23 | Rep | Asset management | 2004-02-23 | Rep | Automated trading services | 2004-02-23 | Rep | Dealing in securities | 2004-02-24 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-05-05 | 2017-04-05 |
| 9 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-09-27 | 2014-09-01 |
| 10 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2018-02-15 | 2022-07-01 |
| 11 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2006-11-06 | 2007-07-14 |
| 12 | VISION FINANCE (SECURITIES) LIMITED | Rep | Dealing in securities | 2015-05-07 | 2015-10-31 |
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