Kwai, Kwok On 季國安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AESOP ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-06-07 | 2018-03-05 | RO | Asset management | 2017-06-07 | 2018-03-05 |
| 2 | Black Dragon Asset Management Limited | RO | Advising on securities | 2011-07-27 | 2013-04-15 | RO | Asset management | 2011-07-27 | 2013-04-15 |
| 3 | BROOKE CAPITAL LIMITED | Rep | Advising on securities | 2004-07-14 | Rep | Asset management | 2004-07-14 | RO | Advising on securities | 2004-07-14 | 2009-07-10 | RO | Asset management | 2004-07-14 | 2009-07-10 | RO | Advising on securities | 2009-12-15 | 2010-06-15 | RO | Asset management | 2009-12-15 | 2010-06-15 |
| 4 | Wise Torch Investments Limited | RO | Asset management | 2016-11-30 | 2017-03-20 | Rep | Advising on securities | 2016-11-30 | 2017-05-04 | Rep | Asset management | 2017-03-20 | 2017-05-04 |
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