Chin, David Hung I 金弘毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2004-07-01 | RO | Advising on securities | 2004-07-01 | RO | Asset management | 2004-07-01 |
| 2 | UBS SECURITIES HONG KONG LIMITED | RO | Advising on corporate finance | 2012-06-07 | 2015-07-29 | Rep | Advising on corporate finance | 2015-07-29 | 2016-12-17 | Rep | Advising on corporate finance | 2017-09-29 | 2017-12-28 | RO | Advising on corporate finance | 2017-12-28 | 2022-11-01 |
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