Du, Trinh C 謝昭程
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASPEN HILL PARTNERS (HONG KONG) LIMITED | RO | Advising on securities | 2008-08-08 | 2010-11-12 | RO | Asset management | 2008-08-08 | 2010-11-12 |
| 2 | CHI CAPITAL SECURITIES LIMITED | RO | Advising on securities | 2004-09-07 | 2004-10-29 | RO | Asset management | 2004-09-07 | 2004-10-29 | RO | Dealing in securities | 2004-09-07 | 2004-10-29 |
| 3 | Fubon Capital (HK) Limited | Rep | Dealing in securities | 2006-07-26 | 2006-12-28 | RO | Dealing in securities | 2006-12-28 | 2008-01-01 |
| 4 | Ginger Capital Advisory Limited | RO | Advising on securities | 2013-09-05 | 2016-03-31 | RO | Asset management | 2013-09-05 | 2016-03-31 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Automated trading services | 2004-01-19 | Rep | Dealing in securities | 2004-03-11 |
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