Kong, Suk Yee 鄺淑儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2005-10-14 | 2007-08-11 | Rep | Dealing in securities | 2006-05-25 | 2007-08-11 |
| 2 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-03 | Rep | Advising on securities | 2003-09-03 | Rep | Asset management | 2003-09-03 | Rep | Dealing in securities | 2004-01-27 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2004-05-13 | 2005-05-03 |
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