Pang, Stephen Ka Kon 彭嘉幹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Dealing in futures contracts | 2006-11-28 | 2007-01-15 |
| 2 | ABN AMRO Clearing Hong Kong Limited | Rep | Dealing in securities | 2005-11-22 | 2005-12-29 | RO | Dealing in securities | 2005-12-29 | 2007-01-15 | Rep | Dealing in futures contracts | 2006-11-28 | 2007-01-15 |
| 3 | Eclipse Options (HK) Limited | RO | Dealing in securities | 2007-05-31 | 2008-05-07 | RO | Dealing in futures contracts | 2008-03-10 | 2008-05-07 |
| 4 | Glory Sun Securities Limited | RO | Dealing in securities | 2005-11-18 | |
| 5 | Golden Rich Securities Limited | Rep | Advising on securities | 2024-05-30 | Rep | Dealing in securities | 2024-05-30 |
| 6 | Ingensoma Trading Group Limited | Rep | Dealing in futures contracts | 2013-08-28 | 2013-09-18 | Rep | Dealing in securities | 2013-08-28 | 2013-09-18 | RO | Dealing in futures contracts | 2013-09-18 | 2014-10-30 | RO | Dealing in securities | 2013-09-18 | 2014-10-30 |
| 7 | M SECURITIES LIMITED (HK) | RO | Dealing in securities | 2016-04-18 | 2020-01-31 |
| 8 | Manford Financial Limited | Rep | Dealing in futures contracts | 2022-09-27 | 2022-11-29 | Rep | Dealing in securities | 2022-09-27 | 2022-11-29 | RO | Dealing in futures contracts | 2022-11-29 | 2024-04-05 | RO | Dealing in securities | 2022-11-29 | 2024-04-05 |
| 9 | TIBRA TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-06-04 | 2008-06-18 | Rep | Dealing in securities | 2008-06-04 | 2008-06-18 | RO | Dealing in futures contracts | 2008-06-18 | 2013-07-24 | RO | Dealing in securities | 2008-06-18 | 2013-07-24 |
| 10 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-09-08 | 2021-02-16 |
| 11 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-09-08 | 2021-02-16 |
| 12 | XHK Limited | RO | Dealing in futures contracts | 2021-04-09 | 2022-02-18 | RO | Dealing in securities | 2021-04-09 | 2022-02-18 |
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