Suen, David Toi Wai 孫台維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Dealing in securities | 2006-04-28 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-12-20 | 2006-04-28 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on corporate finance | 2011-12-01 | 2017-05-08 | RO | Advising on securities | 2011-12-01 | 2017-05-08 | RO | Dealing in securities | 2011-12-01 | 2017-05-08 | Rep | Advising on corporate finance | 2017-05-08 | 2017-07-04 | Rep | Advising on securities | 2017-05-08 | 2017-07-04 | Rep | Dealing in securities | 2017-05-08 | 2017-07-04 |
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