Poon, Lung Sang 潘龍生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2005-09-08 | 2007-11-01 | Rep | Dealing in securities | 2006-03-16 | 2007-11-01 |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-05-19 | 2004-06-01 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-19 | 2004-06-01 |
| 4 | Funderstone Futures Limited | Rep | Advising on futures contracts | 2003-04-17 | Rep | Asset management | 2003-04-17 | Rep | Dealing in futures contracts | 2003-04-17 |
| 5 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2003-04-17 | Rep | Advising on securities | 2003-04-17 | Rep | Asset management | 2003-04-17 | Rep | Dealing in securities | 2003-04-17 |
| 6 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2004-08-05 | 2005-06-29 |
| 7 | Network Financial Services Limited | Rep | Advising on securities | 2003-06-05 | 2004-02-04 |
| 8 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-02-09 | 2004-05-03 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2004-04-16 | 2004-05-03 |
| 10 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-16 | 2004-05-03 |
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