Siu, Shirley Wai Ching 蕭慧晶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Family Office Limited | Rep | Advising on securities | 2018-02-12 | 2018-08-10 | Rep | Dealing in securities | 2018-02-12 | 2018-08-10 |
| 2 | D&R International Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2016-05-18 | 2017-06-22 | Rep | Dealing in securities | 2016-05-18 | 2017-06-22 |
| 3 | FT Securities Limited | Rep | Advising on corporate finance | 2003-11-07 | Rep | Advising on securities | 2003-11-07 | Rep | Asset management | 2003-11-07 | Rep | Dealing in securities | 2003-11-07 |
| 4 | Lion Global Financial Limited | Rep | Advising on securities | 2019-03-07 | 2019-08-23 | Rep | Dealing in securities | 2019-03-07 | 2019-08-23 | Rep | Asset management | 2019-04-10 | 2019-08-23 |
| 5 | LLOYDS TSB PACIFIC LIMITED | Rep | Advising on securities | 2004-01-20 | 2004-04-14 | Rep | Dealing in securities | 2004-01-20 | 2004-04-14 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-09-09 | 2005-05-06 |
| 7 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2012-08-13 | 2013-08-07 | Rep | Dealing in securities | 2012-11-19 | 2013-08-07 | Rep | Asset management | 2013-07-29 | 2013-08-07 |
| 8 | WM (HK) Limited | Rep | Dealing in securities | 2007-09-17 | 2008-06-27 | Rep | Advising on securities | 2007-09-17 | 2009-07-16 |
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