Yeung, Ronnie Siu Tung 楊少東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-08-21 | 2011-07-19 | Rep | Dealing in securities | 2007-08-21 | 2011-07-19 |
| 2 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-07-23 | Rep | Advising on securities | 2004-07-23 | Rep | Asset management | 2004-07-23 | Rep | Automated trading services | 2004-07-23 | Rep | Dealing in securities | 2005-04-08 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-11-14 | 2007-08-10 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-29 | 2007-08-10 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-12 | 2006-11-01 |
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