Chan, Joseph Sing Ho 陳勝豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Chinese Strategic Asset Management Limited | RO | Advising on securities | 2019-04-03 | 2019-08-30 | RO | Asset management | 2019-04-03 | 2019-08-30 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-07-10 | 2004-05-03 | Rep | Dealing in futures contracts | 2003-10-30 | 2004-05-03 |
| 3 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-07-10 | 2003-12-09 |
| 4 | GRAND ALLIANCE ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2004-05-25 | 2005-07-12 | Rep | Asset management | 2005-06-27 | 2006-02-13 |
| 5 | High Nine Asset Management Limited | RO | Asset management | 2020-02-25 |
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