Lai, Kwok Cheung 黎國璋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHELSEA SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2004-07-08 | 2009-12-31 | Rep | Asset management | 2004-07-12 | 2007-05-16 | RO | Asset management | 2007-05-16 | 2009-12-31 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2004-07-07 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Dealing in futures contracts | 2004-07-07 | Rep | Dealing in securities | 2003-10-16 | 2004-07-07 |
| 4 | Tractus Asset Management Limited | RO | Asset management | 2009-12-31 |
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